Industry · Financial Services

Squad AI for Financial Services

Research synthesis, regulatory mapping, document processing, exposure tracing: the work that crowds out judgement is exactly the work Squad is built to automate. With a full audit trail, UK data residency and human-in-the-loop control where it matters.

High-impact use cases for financial services

Each one is a workflow we have shipped, with measurable outcomes and a defensible audit trail. Pick a starting point. Squad is built to extend across the rest.

Squad · Investment research & due diligence

Build an investment dossier on QXO. Cover leadership track record, public statements, capital allocation history, and the macro picture for North American building products distribution. Use primary sources only.

Drafted in 18 minutes · 24 primary sources · 142 grounded claims

QXO Investment Memorandum

Executive summary

QXO (NYSE: QXO) is positioning as a public consolidator in North American building products distribution, a fragmented ~$800B market. Management has signalled intent to reach ~$50B revenue over the next decade through acquisitions and organic growth.[1]

Squad · Regulatory & compliance intelligence

The FCA has just published CP24/9. Tell me which of our retail products are in scope, which policies need to change, and which controls would need to be re-tested.

4 products in scope · 11 policy clauses affected · 6 controls to re-test
  • CP24/9 §3.4 Vulnerable Customer Policy v4.2 Update required
  • CP24/9 §5.1 Suitability assessment workflow Re-test control
  • CP24/9 §6.7 Disclosure templates (3 docs) Wording change
  • CP24/9 §8.2 No internal mapping found Review needed
Squad · Document automation

Process this commercial loan file. Pull obligor details, covenants and security. Flag anything that contradicts our credit policy.

38 documents · 412 fields extracted · 3 exceptions raised
Field Extracted
Obligor name Northwind Logistics Ltd Pass
Companies House ID 07418892 Pass
Financial covenant (DSCR) 1.10x (policy minimum 1.20x) Flag
Security (debenture) Filed 2024-11-03 Pass
UBO disclosure Missing for shareholder #2 Flag
Squad · Risk & exposure mapping

Show me total group exposure to every entity ultimately controlled by Sanctioned Holdings A.G., across loans, derivatives and trade finance.

17 legal entities · 4 jurisdictions · £214m aggregate exposure

Built for the standards your second line will demand.

The risk and compliance bar in financial services is the bar Squad was designed to clear. UK sovereign, fully audited, explainable by default.

Defensible audit trail

Every claim links back to its source. Every action is logged. Pass internal audit and regulator scrutiny without manual reconstruction.

UK data residency

Deploy in UK regions, your private cloud, or fully air-gapped. Sensitive data never crosses a boundary it shouldn't.

Human-in-the-loop, by design

Squad routes uncertainty to people, not over them. Reviewers see what the model knows, where it's unsure, and why.

Cleared team

UK-vetted engineers and consultants. Comfortable working inside your change control and within sensitive environments.

In production in three months

Pick a workflow, agree the success criteria, ship. We work the way your delivery teams already work.

Reclaim analyst capacity

Your sharpest people stop chasing footnotes and reformatting tables. They go back to the calls only they can make.

Bring Squad to your next research, compliance or ops review.

We'll scope a single workflow with measurable outcomes, and have it in production inside a quarter.